We seek a passionate Compliance Manager to join our compliance team. In this key role, you will lead projects focused on financial instruments, trading, and product governance. Your responsibilities include assessing business areas to ensure compliance with relevant regulations, promoting adherence to applicable laws, and aligning business needs with regulatory requirements and risks.
You will collaborate closely with compliance and business units to ensure communications reflect business objectives and regulatory standards.
What will you be doing?
As the Trading and Product Compliance Manager, you will be responsible for:
Project Management - Support the compliance process across the compliance group by assessing and evaluating new projects to ensure they meet all applicable regulations, working closely with compliance teams and business owners to support new trading strategies, products, and market opportunities and align with regulatory requirements, identifying and escalating potential gaps, risks, or concerns in the materials reviewed.
Policy, Regulatory Changes, and Updates - be a subject matter expert on global trading regulations, proactively leading and advising on compliance considerations. Responsible for reviewing, revising, and updating existing company policies while developing new ones based on regulatory requirements. Stay informed on global regulatory changes and ensure compliance policies and procedures are updated accordingly.
Global Compliance Coordination and Cross-functional Collaboration - collaborate with compliance leads across different entities to harmonize practices, align methodologies, and implement consistent standards. Additionally, you will work with departments like Legal, Risk Trading, and Internal Audit to foster a culture of compliance and create synergies in risk management.
Monitoring - collaborate with compliance teams and other stakeholders to design and implement a robust monitoring plan, ensuring that regulatory requirements, policies, and procedures are followed effectively.
Requirements: Education: Bachelor's degree in Finance, Business, Law, or a related field.
5 years of relevant experience (compliance or regulatory environment; Trading and FinTech industry, Investment banks, and financial firms)
Good knowledge of regulatory requirements and procedures.
Highly-analytical with strong attention to detail and quality, Organisation skills
Strong communication and presentation skills; essential to be able to communicate with senior management as well as interpersonal communication skills.
Ability to communicate effectively with various stakeholders across multiple locations.
Fluent in English (both oral and written communication)
Ability to handle multiple projects and manage varying timelines
Can-do attitude, ability to push tasks/projects through
Ability to facilitate, organize, and coordinate in a collaborative manner
This position is open to all candidates.
